Legal and Compliance
Finance and Accounting
Policies and procedures
Internal reviews and audits
We help firms to achieve regulatory compliance by establishing, building and managing middle and back office processes such as accounting, risk management, operations and compliance systems.
Our middle office services include trade and position reconciliation and risk management
Julian Lim is a qualified solicitor of England and Wales and Malaysia as well as a CFA charterholder.
He has worked at Morgan Stanley, Deutsche Bank and Societe Generale, and advised on a variety of compliance issues across many jurisdictions in Asia and Europe. He has also served as Chief Operating Officer of various fund and wealth management institutions since 2013
We provide professional services to financial institutions in Hong Kong. Our clients include asset management and brokerage firms, hedge funds and insurance intermediaries amongst others.
We pride ourselves by offering pragmatic solutions enabled by our unique combination of buy and sell side experience within investment banking, legal, operations as well as our insight from dealing with the SFC.
We are always on the search for talent to join our growing team. At Alpha Calibration, we believe in providing an intellectually stimulating environment in which team members can explore different aspects of compliance and have the opportunity to participate in decisions that will help us shape our business. If you are a dynamic and motivated individual with a legal or accounting and finance background and are looking to join an international team please contact us. We also provide internships for law students.